Investment adviser · CRD 147691

RIVERROCK ASSET MANAGEMENT LLC

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed Apr 1, 2026

Employees
5
Reported in this filing
Advisory professionals
5
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RIVERROCK LONGEVITY FUND I, LPOther Private Fund · Last reported Apr 1, 2026$0Gross asset value
Fund administrator MAPLES FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP FT. LAUDERDALE, Florida, United States
Custodian COMPUTERSHARE TRUST COMPANY, N.A. ST. PAUL, Minnesota, United States Related to adviser: No
Custodian FIRST HORIZON BANK MEMPHIS, Tennessee, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Fund details & source
Fund ID
805-7412926065
Reported beneficial owners
2
Minimum commitment
$1.7M
Form D file number
021-482911

Form ADV 2089976 · Apr 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RRIF VI, LP - QC SERIES 2Other Private Fund · Last reported Apr 1, 2026$0Gross asset value
Auditor WEAVER AND TIDWELL, LLP FORT WORTH, Texas, United States
Custodian COMPUTERSHARE TRUST COMPANY, N.A. ST. PAUL, Minnesota, United States Related to adviser: No
Custodian FIRST HORIZON BANK MEMPHIS, Tennessee, United States Related to adviser: No
Custodian TVPX ARS, INC. SALT LAKE CITY, Utah, United States Related to adviser: No
Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No
Marketer SPIRE SECURITIES, LLC RESTON, Virginia, United States Related to adviser: No
Marketer SUNBELT SECURITIES HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

WEAVER AND TIDWELL, LLP
PCAOB 4338

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

SPIRE SECURITIES, LLC
CRD 144131 · SEC 8-67635

SUNBELT SECURITIES
CRD 42180 · SEC 801-71479

Fund details & source
Fund ID
805-4170955090
Reported beneficial owners
47
Minimum commitment
$250K
Form D file number
021-256855

Form ADV 2089976 · Apr 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RRIF VI, LP - QP SERIES 1Other Private Fund · Last reported Apr 1, 2026$0Gross asset value
Auditor WEAVER AND TIDWELL, LLP FORT WORTH, Texas, United States
Custodian COMPUTERSHARE TRUST COMPANY, N.A. ST. PAUL, Minnesota, United States Related to adviser: No
Custodian FIRST HORIZON BANK MEMPHIS, Tennessee, United States Related to adviser: No
Custodian TVPX ARS, INC. SALT LAKE CITY, Utah, United States Related to adviser: No
Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No
Marketer SPIRE SECURITIES, LLC RESTON, Virginia, United States Related to adviser: No
Marketer SUNBELT SECURITIES HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

WEAVER AND TIDWELL, LLP
PCAOB 4338

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

SPIRE SECURITIES, LLC
CRD 144131 · SEC 8-67635

SUNBELT SECURITIES
CRD 42180 · SEC 801-71479

Fund details & source
Fund ID
805-3548316599
Reported beneficial owners
138
Minimum commitment
$250K
Form D file number
021-256855

Form ADV 2089976 · Apr 1, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RRIF V, LPOther Private Fund · Last reported Jan 8, 2024$5.58MGross asset value

Form D fundraising filings

RRIF V, LP

Auditor GRANT THORNTON LLP FT. LAUDERDALE, Florida, United States
Custodian FIRST HORIZON BANK MEMPHIS, Tennessee, United States Related to adviser: No
Custodian TVPX ARS, INC. SALT LAKE CITY, Utah, United States Related to adviser: No
Marketer CAROLINA FINANCIAL SECURITIES, LLC BREVARD, North Carolina, United States Related to adviser: No
Marketer RIVERROCK SECURITIES, LLC HOUSTON, Texas, United States Related to adviser: Yes
Marketer SPIRE SECURITIES, LLC RESTON, Virginia, United States Related to adviser: No
Marketer SUNBELT SECURITIES HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

CAROLINA FINANCIAL SECURITIES, LLC
CRD 41970 · SEC 8-49653

RIVERROCK SECURITIES, LLC
CRD 153178 · SEC 8-68512

SPIRE SECURITIES, LLC
CRD 144131 · SEC 8-67635

SUNBELT SECURITIES
CRD 42180 · SEC 801-71479

Fund details & source
Fund ID
805-5464238032
Reported beneficial owners
98
Minimum commitment
$250K
Form D file number
021-225402

Form ADV 1810454 · Jan 8, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 1, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

7204 NAVIGATION BLVD.
HOUSTON, TX, 77011, United States

CRD 147691

Filing source

Form ADV 2089976 · Apr 1, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.