Investment adviser · CRD 163092

RIVERLOFT CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

MIAMI BEACH, FL, United States · Form ADV filed Mar 21, 2016

Regulatory AUM
$131M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RIVERLOFT CAPITAL MASTER FUND, LTD.Hedge Fund · Last reported Mar 21, 2016$127MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Auditor KPMG LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE S.A. PARIS, France Related to adviser: No
Marketer ROTHSCHILD LIEBERMAN LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

ROTHSCHILD LIEBERMAN LLC
CRD 10030 · SEC 8-26080

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-6166880165
Reported beneficial owners
73
Minimum commitment
$1M
Form D file number
021-159391
Form D file number
021-159394

Form ADV 993469 · Mar 21, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 21, 2016. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

300 W 41 STREET, SUITE 201-A
MIAMI BEACH, FL, 33140, United States

CRD 163092

Filing source

Form ADV 993469 · Mar 21, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.