Investment adviser · CRD 146221
RIVERFRONT INVESTMENT GROUP, LLC
Investment adviser filing (IA)
RICHMOND, VA, United States · Form ADV filed Sep 30, 2026
- Regulatory AUM
- $2.22B Form ADV · Item 5.F
- Client accounts
- 1,534 Accounts, not individual clients
- Employees
- 46 Reported in this filing
- Advisory professionals
- 12 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 1,185 | $1,055,198,697 | 47.5% |
| Other clients | 317 | $712,234,959 | 32.1% |
| Investment companies | 6 | $338,045,939 | 15.2% |
| Corporations & businesses | 17 | $105,708,077 | 4.8% |
| Retirement plans | 7 | $7,525,162 | 0.3% |
| Charities | Fewer than 5 | $2,563,201 | 0.1% |
Filing source
Form ADV 2135681 · Sep 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 30, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets
Principal office
1214 EAST CARY STREETRICHMOND, VA, 23219, United States
CRD 146221
Filing source
Form ADV 2135681 · Sep 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.