Investment adviser · CRD 295692

RIVER ASSOCIATES INVESTMENTS, L.P.

Investment adviser filing (IA)

CHATTANOOGA, TN, United States · Form ADV filed Mar 27, 2026

Regulatory AUM
$815M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
18
Reported in this filing
Advisory professionals
13
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$815,481,000100.0%
Filing source

Form ADV 2072775 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RIVER VII, LPPrivate Equity Fund · Last reported Mar 27, 2026$492MGross asset value

Form D fundraising filings

River VII, L.P.

Auditor RSM US LLP RICHMOND, Virginia, United States
Custodian REGIONS BANK CHATTANOOGA, Tennessee, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-8888689765
Reported beneficial owners
54
Minimum commitment
$5M
Form D file number
021-281409

Form ADV 2072775 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIVER VIII, LPPrivate Equity Fund · Last reported Mar 27, 2026$323MGross asset value

Form D fundraising filings

River VIII, L.P.

Auditor RSM US LLP RICHMOND, Virginia, United States
Custodian REGIONS BANK CHATTANOOGA, Tennessee, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-4457902426
Reported beneficial owners
51
Minimum commitment
$5M
Form D file number
021-450718

Form ADV 2072775 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIVER VI, LPPrivate Equity Fund · Last reported Aug 11, 2025$9.42MGross asset value

Form D fundraising filings

River VI, L.P.

Auditor RSM US LLP RICHMOND, Virginia, United States
Custodian REGIONS BANK CHATTANOOGA, Tennessee, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-6208031173
Reported beneficial owners
44
Minimum commitment
$5M
Form D file number
021-157369

Form ADV 2008787 · Aug 11, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIVER VI PARALLEL, LPPrivate Equity Fund · Last reported Aug 11, 2025$7.36MGross asset value

Form D fundraising filings

River VI Parallel, L.P.

Auditor RSM US LLP RICHMOND, Virginia, United States
Custodian REGIONS BANK CHATTANOOGA, Tennessee, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-9810292065
Reported beneficial owners
15
Minimum commitment
$5M
Form D file number
021-166958

Form ADV 2008787 · Aug 11, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Performance-based

Principal office

633 CHESTNUT STREET, SUITE 1640
CHATTANOOGA, TN, 37450, United States

CRD 295692

Filing source

Form ADV 2072775 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.