Investment adviser · CRD 162047

RITCHIE CAPITAL MANAGEMENT SEZC, LTD.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

GRAND CAYMAN, Cayman Islands · Form ADV filed Mar 30, 2018

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RITCHIE LONG/SHORT TRADING, LTD.Hedge Fund · Last reported Mar 30, 2018$58.7MGross asset value
Custodian BMO HARRIS BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No
Custodian NORTHBROOK BANK & TRUST COMPANY NORTHBROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source
Fund ID
805-7059762079
Reported beneficial owners
5
Minimum commitment
$0

Form ADV 1183631 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RITCHIE RML TRADING, LTD.Hedge Fund · Last reported Mar 30, 2018$20.9MGross asset value
Custodian BMO HARRIS BANK, N.A. CH, Illinois, United States Related to adviser: No
Custodian NORTHBROOK BANK & TRUST COMPANY NORTHBROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1658061512
Reported beneficial owners
5
Minimum commitment
$0

Form ADV 1183631 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RITCHIE SPECIAL CREDIT INVESTMENTS, LTD.Hedge Fund · Last reported Mar 30, 2018$13.7MGross asset value
Custodian BMO HARRIS BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian NORTHBROOK BANK & TRUST COMPANY NORTHBROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2921883117
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1183631 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RITCHIE OPPORTUNISTIC TRADING, LTD.Hedge Fund · Last reported Mar 30, 2018$11MGross asset value
Custodian BMO HARRIS BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian NORTHBROOK BANK & TRUST COMPANY NORTHBROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5664559359
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 1183631 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RITCHIE RISK-LINKED STRATEGIES TRADING, LTD.Hedge Fund · Last reported Mar 30, 2018$5.7MGross asset value

Feeder funds

  • RITCHIE RISK-LINKED STRATEGIES (BERMUDA), LTD.
  • RITCHIE RISK-LINKED STRATEGIES, L.L.C.
  • RITCHIE RISK-LINKED STRATEGIES, LTD.
Auditor BDO CAYMAN LTD. GRAND CAYMAN, Cayman Islands
Custodian BMO HARRIS BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian NORTHBROOK BANK & TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5322834611
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1183631 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RITCHIE ENERGY TRADING, LTD.Hedge Fund · Last reported Mar 30, 2018$582KGross asset value

Feeder funds

  • RITCHIE ENERGY, L.L.C.
  • RITCHIE ENERGY, LTD.
Custodian NORTHBROOK BANK & TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7167595751
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 1183631 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RITCHIE EUROPEAN MULTI-STRATEGY TRADING, LTD.Hedge Fund · Last reported Mar 30, 2016$1.4MGross asset value
Custodian NORTHBROOK BANK & TRUST COMPANY NORTHBROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3592437978
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 994379 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2018. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

68 WEST BAY ROAD
GRAND CAYMAN, KY1-1003, Cayman Islands

CRD 162047

Filing source

Form ADV 1183631 · Mar 30, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.