PROTEA ASSET MANAGEMENT LLC – investment adviser, $17M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$17,000,000	100.0%

Filing source

Form ADV 1629974 · Mar 30, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RISKOWITZ VALUE FUND LPHedge Fund · Last reported Mar 30, 2022$17MGross asset value

Form D fundraising filings

RISKOWITZ VALUE FUND LP

Feeder funds

RISKOWITZ OFFSHORE FUND LTD.

Fund administrator APEX GROUP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer PARK HILL GROUP LLC NEW YORK, New York, United States Related to adviser: No

Prime broker M. S. HOWELLS & CO. PHOENIX, Arizona, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

M. S. HOWELLS & CO.
CRD 104100 · SEC 8-52558

Fund details & source

Fund ID: 805-2817479871
Reported beneficial owners: 13
Minimum commitment: $5M
Form D file number: 021-156556

Form ADV 1629974 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ITHUBA INVESTMENTS, LPHedge Fund · Last reported Mar 30, 2022$0Gross asset value

Form D fundraising filings

ITHUBA INVESTMENTS LP

Fund administrator APEX GROUP CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker M. S. HOWELLS & CO. PHOENIX, Arizona, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

M. S. HOWELLS & CO.
CRD 104100 · SEC 8-52558

Fund details & source

Fund ID: 805-3149816561
Reported beneficial owners: 0
Minimum commitment: $5M
Form D file number: 021-244158

Form ADV 1629974 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

325 CHESTNUT STREET, ST. 800
PHILADELPHIA, PA, 19106, United States

CRD 170790

Filing source

Form ADV 1629974 · Mar 30, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.