Investment adviser · CRD 288688
RINA WEALTH MANAGEMENT SERVICES LLC
Investment adviser filing (IA)
WALNUT CREEK, CA, United States · Form ADV filed Jun 6, 2022
- Regulatory AUM
- $206M Form ADV · Item 5.F
- Client accounts
- 452 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 42 | $125,286,973 | 60.8% |
| Retirement plans | Fewer than 5 | $45,979,526 | 22.3% |
| Individuals | 91 | $29,439,938 | 14.3% |
| Corporations & businesses | Fewer than 5 | $5,012,402 | 2.4% |
| Charities | Fewer than 5 | $202,865 | 0.1% |
Filing source
Form ADV 1656729 · Jun 6, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 6, 2022. View historical filings
Reported services
Financial planning
Compensation
Percentage of assets · Hourly
Principal office
201 NORTH CIVIC DR., SUITE 220WALNUT CREEK, CA, 94596, United States
CRD 288688
Filing source
Form ADV 1656729 · Jun 6, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.