Investment adviser · CRD 121220

RIDGEWOOD INVESTMENTS

Investment adviser filing (IA)

RIDGEWOOD INVESTMENTS LLC

SPRINGFIELD, NJ, United States · Form ADV filed Apr 3, 2026

Regulatory AUM: $419M
Client accounts: 576
Employees: 7
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	56	$222,395,225	53.1%
Individuals	114	$71,722,095	17.1%
Other clients	26	$62,444,232	14.9%
Pooled investment vehicles	62	$33,460,274	8.0%
Retirement plans	37	$29,150,338	7.0%

Filing source

Form ADV 2089985 · Apr 3, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RIDGEWOOD DIVIDEND PARTNERS FUNDHedge Fund · Last reported Apr 3, 2026$9.64MGross asset value

Form D fundraising filings

Ridgewood Dividend Partners Fund, a separate series of membership interests of Ridgewood Funds LLC

Fund administrator HIGHLANDS CPA, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SUMMIT LLC DENVER, Colorado, United States

Custodian FLAGSTAR BANK GREENWICH, Connecticut, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SUMMIT LLC
PCAOB 5251

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-7967008438
Reported beneficial owners: 14
Minimum commitment: $250K
Form D file number: 021-280218

Form ADV 2089985 · Apr 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEWOOD SELECT VALUE FUNDSHedge Fund · Last reported Apr 3, 2026$7.44MGross asset value

Fund administrator HIGHLANDS CPA, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SUMMIT LLC DENVER, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian FLAGSTAR BANK GREENWICH, Connecticut, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SUMMIT LLC
PCAOB 5251

CHARLES SCHWAB & CO., INC.
SEC 8-16514

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-6423380045
Reported beneficial owners: 28
Minimum commitment: $100K
Form D file number: 021-1775702

Form ADV 2089985 · Apr 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL CRYPTO OPPORTUNITY FUND SERIESHedge Fund · Last reported Apr 3, 2026$6.2MGross asset value

Form D fundraising filings

MC Credit Fund SN LP

Fund administrator HIGHLANDS CPA, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SUMMIT LLC DENVER, Colorado, United States

Custodian KRAKEN SECURITIES LLC FORT LAUDERALE, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SUMMIT LLC
PCAOB 1607

KRAKEN SECURITIES LLC
SEC 8-71030

Fund details & source

Fund ID: 805-5935074407
Reported beneficial owners: 14
Minimum commitment: $50K
Form D file number: 021-490292

Form ADV 2089985 · Apr 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREEDOM INCOME FUND I SERIESOther Private Fund · Last reported Apr 3, 2026$6.15MGross asset value

Form D fundraising filings

Freedom Income Fund Management, LLC (Freedom Income Fund I Series)

Fund administrator MICHAEL J LICCAR & CO. CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SUMMIT LLC DENVER, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian FLAGSTAR BANK GREENWICH, Connecticut, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SUMMIT LLC
PCAOB 5251

CHARLES SCHWAB & CO., INC.
SEC 8-16514

INTERACTIVE BROKERS LLC
SEC 8-47257

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source

Fund ID: 805-4724104031
Reported beneficial owners: 17
Minimum commitment: $300K
Form D file number: 021-174477

Form ADV 2089985 · Apr 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEWOOD FUNDS LLCReal Estate Fund · Last reported Apr 3, 2026$4.77MGross asset value

Fund administrator HIGHLANDS CPA, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SUMMIT LLC DENVER, Colorado, United States

Custodian FLAGSTAR BANK GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SUMMIT LLC
PCAOB 5251

Fund details & source

Fund ID: 805-3725861575
Reported beneficial owners: 3
Minimum commitment: $500K

Form ADV 2089985 · Apr 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEWOOD REAL ESTATE SERIES 1Real Estate Fund · Last reported Apr 3, 2026$3.8MGross asset value

Form D fundraising filings

Ridgewood Real Estate Series 1 - a separate series of membership interest of Ridgewood Funds LLC

Fund administrator HIGHLANDS CPA, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SUMMIT LLC DENVER, Colorado, United States

Custodian FLAGSTAR BANK GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SUMMIT LLC
PCAOB 5251

Fund details & source

Fund ID: 805-1124310518
Reported beneficial owners: 17
Minimum commitment: $500K
Form D file number: 021-234788

Form ADV 2089985 · Apr 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FREEDOM REAL ESTATE SERIES 1Real Estate Fund · Last reported Apr 3, 2026$1.66MGross asset value

Form D fundraising filings

Freedom Real Estate Series 1 - a separate series of Freedom Income Fund Management, LLC

Fund administrator HIGHLANDS CPA, LLC DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SUMMIT LLC DENVER, Colorado, United States

Custodian FLAGSTAR BANK GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SUMMIT LLC
PCAOB 5251

Fund details & source

Fund ID: 805-6573166687
Reported beneficial owners: 12
Minimum commitment: $500K
Form D file number: 021-234786

Form ADV 2089985 · Apr 3, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 3, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

623 MORRIS AVENUE
SPRINGFIELD, NJ, 07081, United States

CRD 121220

Filing source

Form ADV 2089985 · Apr 3, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.