Investment adviser · CRD 142411

RIDGEWOOD CAPITAL MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

MONTVALE, NJ, United States · Form ADV filed Mar 31, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

15 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RIDGEWOOD CAPITAL QP FUND IV-B LLCVenture Capital Fund · Last reported Mar 31, 2017$6.46MGross asset value
Auditor DELOITTE & TOUCHE PARSIPPANY, New Jersey, United States
Custodian WELLS FARGO BANK N.A. SUMMIT, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7163242707
Reported beneficial owners
165
Minimum commitment
$100K
Form D file number
021-81934

Form ADV 1101643 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEWOOD CAPITAL FUND IV-B LLCVenture Capital Fund · Last reported Mar 31, 2017$3.13MGross asset value
Auditor DELOITTE & TOUCHE PARSIPPANY, New Jersey, United States
Custodian WELLS FARGO BANK N.A. SUMMIT, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7555393324
Reported beneficial owners
101
Minimum commitment
$100K
Form D file number
021-81911

Form ADV 1101643 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEWOOD CAPITAL QP FUND IV-C LLCVenture Capital Fund · Last reported Mar 31, 2017$2.43MGross asset value
Auditor DELOITTE & TOUCHE PARSIPPANY, New Jersey, United States
Custodian WELLS FARGO BANK N.A. SUMMIT, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4124841650
Reported beneficial owners
103
Minimum commitment
$100K
Form D file number
021-100693

Form ADV 1101643 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEWOOD CAPITAL QP ENERGY TECHNOLOGIES FUND LLCVenture Capital Fund · Last reported Mar 31, 2017$1.95MGross asset value

Form D fundraising filings

Ridgewood Capital QP Energy Technologies Fund LLC

Auditor DELOITTE & TOUCHE PARSIPPANY, New Jersey, United States
Custodian WELLS FARGO BANK N.A. SUMMIT, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3751006005
Reported beneficial owners
57
Minimum commitment
$200K
Form D file number
021-138597

Form ADV 1101643 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEWOOD CAPITAL ENERGY TECHNOLOGIES FUND LLCVenture Capital Fund · Last reported Mar 31, 2017$1.94MGross asset value

Form D fundraising filings

Ridgewood Capital Energy Technologies Fund LLC

Auditor DELOITTE & TOUCHE PARSIPPANY, New Jersey, United States
Custodian WELLS FARGO BANK N.A. SUMMIT, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1351218260
Reported beneficial owners
97
Minimum commitment
$200K
Form D file number
021-138601

Form ADV 1101643 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEWOOD CAPITAL QP FUND IV LLCVenture Capital Fund · Last reported Mar 31, 2017$1.28MGross asset value
Auditor DELOITTE & TOUCHE PARSIPPANY, New Jersey, United States
Custodian WELLS FARGO BANK N.A. SUMMIT, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7601703068
Reported beneficial owners
271
Minimum commitment
$50K
Form D file number
021-57141

Form ADV 1101643 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIDGEWOOD CAPITAL FUND IV-C LLCVenture Capital Fund · Last reported Mar 31, 2017$600KGross asset value
Auditor DELOITTE & TOUCHE PARSIPPANY, New Jersey, United States
Custodian WELLS FARGO BANK N.A. SUMMIT, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9517324006
Reported beneficial owners
45
Minimum commitment
$100K
Form D file number
021-100694

Form ADV 1101643 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

14 PHILIPS PARKWAY
MONTVALE, NJ, 07645, United States

CRD 142411

Filing source

Form ADV 1101643 · Mar 31, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.