RICE HALL JAMES & ASSOCIATES LLC – investment adviser, $1.74B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$448,990,000	25.8%
Government entities	8	$307,872,372	17.7%
Retirement plans	3	$273,110,597	15.7%
Individuals	143	$245,716,265	14.1%
Corporations & businesses	10	$178,963,368	10.3%
High-net-worth individuals	68	$100,701,582	5.8%
Investment companies	1	$90,617,702	5.2%
Other clients	6	$54,028,524	3.1%
Charities	9	$40,251,423	2.3%
Banks & thrifts	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 2103858 · May 6, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RHJ PARAMO FUND, L.P.Hedge Fund · Last reported Mar 29, 2012$15.9MGross asset value

Form D fundraising filings

Paramo Fund, L.P.

Fund administrator HEDGEASSIST, LLC RANCHO SANTA FE, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator YULISH & ASSOCIATES SAN FRANCISCO, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ROTHSTEIN, KASS & COMPANY, P.C. BEVERLY HILLS, California, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. SAN FRANCISCO, California, United States Related to adviser: No

Marketer CORONADO INVESTMENTS, LLC RANCHO SANTA FE, California, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

CORONADO INVESTMENTS, LLC
CRD 111992 · SEC 8-53215

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-4864983915
Reported beneficial owners: 17
Minimum commitment: $1M
Form D file number: 021-109042

Form ADV 628432 · Mar 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 6, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

600 WEST BROADWAY SUITE 1000
SAN DIEGO, CA, 92101, United States

CRD 125410

Filing source

Form ADV 2103858 · May 6, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.