Investment adviser · CRD 149171

RGA INVESTMENT ADVISORS, LLC

Investment adviser filing (IA)

GREAT NECK, NY, United States · Form ADV filed Jul 21, 2026

Regulatory AUM
$101M
Form ADV · Item 5.F
Client accounts
283
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals19$53,408,68952.8%
Individuals80$31,111,17530.8%
Pooled investment vehicles1$16,568,36616.4%
Filing source

Form ADV 2121019 · Jul 21, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOUNDVIEW EQUITY PARTNERS LPHedge Fund · Last reported Jul 21, 2026$12.7MGross asset value
Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

INTERACTIVE BROKERS LLC
SEC 8-47257

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-8661801429
Reported beneficial owners
31
Minimum commitment
$250K
Form D file number
021-1749107

Form ADV 2121019 · Jul 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUNDVIEW PRIVATE OPPORTUNITY FUND LPOther Private Fund · Last reported Jul 21, 2026$500KGross asset value

Form D fundraising filings

Soundview Private Opportunities Fund, LP

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-6710788288
Reported beneficial owners
7
Minimum commitment
$25K
Form D file number
021-318567

Form ADV 2121019 · Jul 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUNDVIEW LIFE SCIENCE INNOVATION FUND, LPHedge Fund · Last reported Jul 21, 2026$443KGross asset value
Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-4997191144
Reported beneficial owners
4
Minimum commitment
$100K

Form ADV 2121019 · Jul 21, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUNDVIEW SINGLE STOCK SPV I, LPHedge Fund · Last reported Sep 6, 2023$127KGross asset value
Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian TD AMERITRADE CLEARING, INC. OMAHA, Nebraska, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

TD AMERITRADE CLEARING, INC.
SEC 8-16335

Fund details & source
Fund ID
805-5582191497
Reported beneficial owners
11
Minimum commitment
$100K

Form ADV 1785572 · Sep 6, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 21, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

185 GREAT NECK ROAD, SUITE 456
GREAT NECK, NY, 11021, United States

CRD 149171

Filing source

Form ADV 2121019 · Jul 21, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.