Investment adviser · CRD 158401
RFG ADVISORY, LLC
Investment adviser filing (IA)
VESTAVIA HILLS, AL, United States · Form ADV filed Sep 21, 2026
- Regulatory AUM
- $7.97B Form ADV · Item 5.F
- Client accounts
- 29,833 Accounts, not individual clients
- Employees
- 360 Reported in this filing
- Advisory professionals
- 178 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 9 | $2,765,815,337 | 34.7% |
| High-net-worth individuals | 1,256 | $2,555,629,678 | 32.1% |
| Individuals | 15,951 | $2,532,373,065 | 31.8% |
| Corporations & businesses | 110 | $86,620,007 | 1.1% |
| Retirement plans | 38 | $10,907,548 | 0.1% |
| Charities | 38 | $9,023,474 | 0.1% |
| Government entities | Fewer than 5 | $4,984,632 | 0.1% |
| Other clients | 7 | $3,654,299 | 0.0% |
Filing source
Form ADV 2133735 · Sep 21, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 21, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1400 URBAN CENTER DRIVE, SUITE 475VESTAVIA HILLS, AL, 35242-2245, United States
CRD 158401
Filing source
Form ADV 2133735 · Sep 21, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.