Investment adviser · CRD 162287

RESOURCE FINANCIAL INSTITUTIONS GROUP, INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Nov 4, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

COMPASS ISLAND INVESTMENT OPPORTUNITY FUND A, L.P.Private Equity Fund · Last reported Nov 4, 2016$12.8MGross asset value

Form D fundraising filings

COMPASS ISLAND INVESTMENT OPPORTUNITIES FUND A, L.P.

Custodian REGIONS BANK LITTLE ROCK, Arkansas, United States Related to adviser: No
Custodian TD BANK, N.A. PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8524949109
Reported beneficial owners
2
Minimum commitment
$10M
Form D file number
021-136388

Form ADV 1049008 · Nov 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CRADLE COVE PARTNERS II, L.P.Private Equity Fund · Last reported Nov 4, 2016$8.73MGross asset value
Auditor GRANT THRONTON, L.P. PHILADELPHIA, Pennsylvania, United States
Custodian FIG PARTNERS, LLC ATLANTA, Georgia, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian TD BANK, N.A. PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FIG PARTNERS, LLC
SEC 8-49517

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-4074359558
Reported beneficial owners
73
Minimum commitment
$200K
Form D file number
021-98850

Form ADV 1049008 · Nov 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COMPASS ISLAND PARTNERS A, L.P.Private Equity Fund · Last reported Nov 4, 2016$7.78MGross asset value
Auditor GRANT THORNTON PHILADELPHIA, Pennsylvania, United States
Custodian RAYMOND JAMES & ASSOCIATES, INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian TD BANK, N.A. CHERRY HILL, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-6307781075
Reported beneficial owners
3
Minimum commitment
$3M

Form ADV 1049008 · Nov 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COMPASS ISLAND PARTNERS, L.P.Private Equity Fund · Last reported Nov 4, 2016$6.7MGross asset value
Auditor GRANT THORNTON, L.P. PHILADELPHIA, Pennsylvania, United States
Custodian RAYMOND JAMES & ASSOCIATES, INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian TD BANK, N.A. PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-7274764946
Reported beneficial owners
15
Minimum commitment
$3M
Form D file number
021-79080

Form ADV 1049008 · Nov 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

COMPASS ISLAND INVESTMENT OPPORTUNITY FUND C, L.P.Private Equity Fund · Last reported Nov 4, 2016$6.24MGross asset value
Custodian TD BANK, N.A. PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9527268204
Reported beneficial owners
2
Minimum commitment
$2.22M
Form D file number
021-144969

Form ADV 1049008 · Nov 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CRADLE COVE PARTNERS, L.P.Private Equity Fund · Last reported Nov 4, 2016$4.36MGross asset value
Auditor GRANT THRONTON, L.P. PHILADELPHIA, Pennsylvania, United States
Custodian RAYMOND JAMES & ASSOCIATES, INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian TD BANK, N.A. PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-6153099361
Reported beneficial owners
66
Minimum commitment
$100K
Form D file number
021-80904

Form ADV 1049008 · Nov 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CRADLE COVE INVESTMENT OPPORTUNITIES FUND, L.P.Private Equity Fund · Last reported Nov 4, 2016$3.25MGross asset value
Auditor GRANT THRONTON, L.P. PHILADELPHIA, Pennsylvania, United States
Custodian FIG PARTNERS, LLC ATLANTA, Georgia, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian TD BANK, N.A. PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FIG PARTNERS, LLC
SEC 8-49517

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source
Fund ID
805-1364843604
Reported beneficial owners
26
Minimum commitment
$200K
Form D file number
021-115726

Form ADV 1049008 · Nov 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 4, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

712 5TH AVENUE, 12TH FLOOR
NEW YORK, NY, 10019, United States

CRD 162287

Filing source

Form ADV 1049008 · Nov 4, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.