Investment adviser · CRD 125739
RESOLUTE FINANCIAL, LLC
Investment adviser filing (IA)
NEWBURYPORT, MA, United States · Form ADV filed Oct 3, 2022
- Regulatory AUM
- $444M Form ADV · Item 5.F
- Client accounts
- 1,460 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 124 | $309,605,057 | 69.8% |
| Individuals | 205 | $133,287,665 | 30.0% |
| Other investment advisers | Fewer than 5 | $882,900 | 0.2% |
Filing source
Form ADV 1679289 · Oct 3, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Oct 3, 2022. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Hourly · Fixed
Principal office
102 STATE STREET, SUITE ENEWBURYPORT, MA, 01950-6639, United States
CRD 125739
Filing source
Form ADV 1679289 · Oct 3, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.