Investment adviser · CRD 105927

RESNICK ADVISORS

Investment adviser filing (IA)

RESNICK INVESTMENT ADVISORS, LLC

WESTPORT, CT, United States · Form ADV filed Aug 23, 2018

Regulatory AUM: $955M
Client accounts: 2,668
Employees: 23
Advisory professionals: 19

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	268	$717,180,547	75.1%
Individuals	606	$205,704,257	21.5%
Retirement plans	22	$32,533,361	3.4%
Banks & thrifts	Fewer than 5	$0	0.0%
Charities	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%
Corporations & businesses	Fewer than 5	$0	0.0%
Other clients	Fewer than 5	$0	0.0%

Filing source

Form ADV 1236457 · Aug 23, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Aug 23, 2018. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management

Compensation

Percentage of assets · Hourly · Fixed

Principal office

20 KETCHUM STREET
WESTPORT, CT, 06880, United States

CRD 105927

Filing source

Form ADV 1236457 · Aug 23, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.