Investment adviser · CRD 322915

REGENTS PARTNERS, LLC

Investment adviser filing (IA)

· Form ADV filed Mar 30, 2026

Regulatory AUM: $201M
Client accounts: 327
Employees: 3
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	90	$82,872,405	41.2%
Pooled investment vehicles	5	$66,404,321	33.0%
Individuals	232	$51,886,753	25.8%

Filing source

Form ADV 2064428 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

REGENTS PARTNERS FUND, LPHedge Fund · Last reported Mar 30, 2026$22.3MGross asset value

Fund administrator ALTER DOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source

Fund ID: 805-9203281653
Reported beneficial owners: 11
Minimum commitment: $100K
Form D file number: 021-11111111

Form ADV 2064428 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGENTS PARTNERS EQUITY FUND, LPHedge Fund · Last reported Mar 30, 2026$16.4MGross asset value

Form D fundraising filings

Regents Partners Equity Fund, LP

Fund administrator ALTER DOMUS SALT LAKE CITY, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

INTERACTIVE BROKERS LLC
SEC 8-47257

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-3794099348
Reported beneficial owners: 49
Minimum commitment: $100K
Form D file number: 021-372110

Form ADV 2064428 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGENTS PARTNERS EQUITY ALPHA FUND, LPHedge Fund · Last reported Mar 30, 2026$11.2MGross asset value

Form D fundraising filings

Regents Partners Equity Alpha Fund, LP

Fund administrator ALTER DOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

INTERACTIVE BROKERS LLC
SEC 8-47257

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-9606658941
Reported beneficial owners: 24
Minimum commitment: $100K
Form D file number: 021-399132

Form ADV 2064428 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGENTS PARTNERS TACTICAL EQUITY FUND, LPHedge Fund · Last reported Mar 30, 2026$11.2MGross asset value

Form D fundraising filings

REGENTS PARTNERS TACTICAL EQUITY FUND, LP

Fund administrator ALTER DOMUS OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

INTERACTIVE BROKERS LLC
SEC 8-47257

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-6755489298
Reported beneficial owners: 37
Minimum commitment: $100K
Form D file number: 021-400219

Form ADV 2064428 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGENTS PARTNERS EQUITY FUND II, LPHedge Fund · Last reported Mar 30, 2026$5MGross asset value

Form D fundraising filings

Regents Partners Equity Fund II, LP

Fund administrator ALTER DOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

INTERACTIVE BROKERS LLC
SEC 8-47257

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-4618965266
Reported beneficial owners: 11
Minimum commitment: $1M
Form D file number: 021-389163

Form ADV 2064428 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGENTS PARTNERS INCOME FUND V, LPHedge Fund · Last reported Mar 30, 2026$300KGross asset value

Fund administrator ALTER DOMUS SALT LAKE CITY, Nebraska, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

INTERACTIVE BROKERS LLC
SEC 8-47257

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-1606516009
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 2064428 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGENTS PARTNERS INCOME FUND III, LPHedge Fund · Last reported Jul 20, 2023$23MGross asset value

Fund administrator ALTER DOMUS SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY ENGLEWOOD, Colorado, United States

Custodian TD AMERITRADE OMAHA, Nebraska, United States Related to adviser: No

Prime broker TD AMERITRDAE OMAHA, Nebraska, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY
PCAOB 673

Fund details & source

Fund ID: 805-5721350454
Reported beneficial owners: 45
Minimum commitment: $1M

Form ADV 1775114 · Jul 20, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

CRD 322915

Filing source

Form ADV 2064428 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.