Investment adviser · CRD 105995

REGENTATLANTIC

Investment adviser filing (IA)

REGENTATLANTIC CAPITAL, LLC

MORRISTOWN, NJ, United States · Form ADV filed Mar 27, 2023

Regulatory AUM
$6.21B
Form ADV · Item 5.F
Client accounts
2,131
Accounts, not individual clients
Employees
71
Reported in this filing
Advisory professionals
45
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals1,441$5,614,498,60290.5%
Individuals592$260,105,2044.2%
Charities37$148,850,0252.4%
Corporations & businesses39$129,336,1502.1%
Pooled investment vehicles1$35,588,4800.6%
Retirement plans21$16,811,0050.3%
Filing source

Form ADV 1741121 · Mar 27, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

REGENTATLANTIC ABSOLUTE RETURN, LPHedge Fund · Last reported Dec 6, 2012$184KGross asset value
Fund administrator SS&C PEI SOLUTIONS CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source
Fund ID
805-3720948134
Reported beneficial owners
28
Minimum commitment
$150K

Form ADV 684309 · Dec 6, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGENTATLANTIC HEDGED EQUITY FUND, LTDHedge Fund · Last reported Nov 13, 2013$179KGross asset value
Fund administrator SS&C PEI SOLUTIONS CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, CAYMAN GEORGE TOWN, Cayman Islands
Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source
Fund ID
805-2287686020
Reported beneficial owners
41
Minimum commitment
$150K
Form D file number
021-100890

Form ADV 765907 · Nov 13, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2023. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

60 COLUMBIA ROAD, BUILDING A SUITE 300
MORRISTOWN, NJ, 07960, United States

CRD 105995

Filing source

Form ADV 1741121 · Mar 27, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.