Investment adviser · CRD 164372
REGENT INVESTMENT MANAGEMENT LLC
Investment adviser filing (IA)
LOUISVILLE, KY, United States · Form ADV filed Oct 11, 2022
- Regulatory AUM
- $478M Form ADV · Item 5.F
- Client accounts
- 401 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 77 | $371,282,066 | 77.6% |
| Charities | Fewer than 5 | $50,277,856 | 10.5% |
| Corporations & businesses | Fewer than 5 | $30,493,965 | 6.4% |
| Individuals | 88 | $26,435,424 | 5.5% |
Filing source
Form ADV 1678651 · Oct 11, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BONAPARTE PARTNERS, L. P.Hedge Fund · Last reported Jun 17, 2020$13.6MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MCM CPAS & ADVISORS LLP
PCAOB 2276
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-7577204142
- Reported beneficial owners
- 21
- Minimum commitment
- $200K
- Form D file number
- 021-175955
Form ADV 1432907 · Jun 17, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SNOWBIRD PARTNERS, L.P.Hedge Fund · Last reported Jun 17, 2020$10.7MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
MCM CPAS & ADVISORS LLP
PCAOB 2276
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
Fund details & source
- Fund ID
- 805-2510102156
- Reported beneficial owners
- 21
- Minimum commitment
- $200K
- Form D file number
- 021-175953
Form ADV 1432907 · Jun 17, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Oct 11, 2022. View historical filings
Reported services
Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
4350 BROWNSBORO RD, SUITE 120LOUISVILLE, KY, 40207, United States
CRD 164372
Filing source
Form ADV 1678651 · Oct 11, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.