Investment adviser · CRD 312435

REGENCY CAPITAL MANAGEMENT INC.

Investment adviser filing (IA)

HONOLULU, HI, United States · Form ADV filed Mar 4, 2026

Regulatory AUM: $364M
Client accounts: 371
Employees: 5
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	69	$326,109,217	89.6%
Individuals	47	$17,766,209	4.9%
Corporations & businesses	Fewer than 5	$8,518,439	2.3%
Pooled investment vehicles	1	$5,296,409	1.5%
Charities	Fewer than 5	$3,984,037	1.1%
Retirement plans	Fewer than 5	$2,400,586	0.7%
Banks & thrifts	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 2063533 · Mar 4, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

REGENCY CAPITAL MANAGEMENT FUND LPHedge Fund · Last reported Mar 4, 2026$2.1MGross asset value

Form D fundraising filings

Regency Capital Management Fund L.P.

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. SAN FRANSISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY MAY & CO.
PCAOB 673

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source

Fund ID: 805-3417886435
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-435957

Form ADV 2063533 · Mar 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 4, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

1001 BISHOP STREET, SUITE 1090
HONOLULU, HI, 96813, United States

CRD 312435

Filing source

Form ADV 2063533 · Mar 4, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.