Investment adviser · CRD 226518
REGATTA LOAN MANAGEMENT LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 27, 2026
- Regulatory AUM
- $3.33B Form ADV · Item 5.F
- Client accounts
- 8 Accounts, not individual clients
- Employees
- 0 Reported in this filing
- Advisory professionals
- 0 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 8 | $3,331,511,982 | 100.0% |
Filing source
Form ADV 2085614 · Mar 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
8 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
REGATTA XVI FUNDING LTD.Securitized Asset Fund · Last reported Mar 27, 2026$537MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682
Fund details & source
- Fund ID
- 805-6093108883
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2085614 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
REGATTA XI FUNDING LTD.Securitized Asset Fund · Last reported Mar 27, 2026$449MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 801-72991
Fund details & source
- Fund ID
- 805-2670180644
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2085614 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
REGATTA X FUNDING LTD.Securitized Asset Fund · Last reported Mar 27, 2026$447MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682
Fund details & source
- Fund ID
- 805-3773704308
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2085614 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
REGATTA VI FUNDING LTD.Securitized Asset Fund · Last reported Mar 27, 2026$400MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 801-72991
Fund details & source
- Fund ID
- 805-6026517915
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2085614 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
REGATTA XII FUNDING LTD.Securitized Asset Fund · Last reported Mar 27, 2026$398MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682
Fund details & source
- Fund ID
- 805-5354820381
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2085614 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
REGATTA VIII FUNDING LTD.Securitized Asset Fund · Last reported Mar 27, 2026$395MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
Fund details & source
- Fund ID
- 805-1392903964
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2085614 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
REGATTA VII FUNDING LTD.Securitized Asset Fund · Last reported Mar 27, 2026$387MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 801-72991
Fund details & source
- Fund ID
- 805-4571485058
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 2085614 · Mar 27, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 27, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets
Principal office
280 PARK AVENUE, 3RD FLOORNEW YORK, NY, 10017, United States
CRD 226518
Filing source
Form ADV 2085614 · Mar 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.