Investment adviser · CRD 158294

REGAN CAPITAL

Investment adviser filing (IA)

REGAN CAPITAL, LLC

DALLAS, TX, United States · Form ADV filed Mar 27, 2026

Regulatory AUM: $3.59B
Client accounts: 53
Employees: 22
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	4	$2,383,459,842	66.4%
Other clients	34	$710,220,049	19.8%
Pooled investment vehicles	5	$398,550,260	11.1%
Insurance companies	6	$92,763,342	2.6%
High-net-worth individuals	Fewer than 5	$4,066,365	0.1%

Filing source

Form ADV 2085797 · Mar 27, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

REGAN CREDIT OFFSHORE OPERATING FUND, LPHedge Fund · Last reported Mar 27, 2026$334MGross asset value

Feeder funds

Fund administrator U.S BANK GLOBAL FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian R.J. O'BRIEN & ASSOCIATES LLC CHICAGO, Illinois, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY DALLAS, Texas, United States Related to adviser: No

Custodian US BANK ST. PAUL, Minnesota, United States Related to adviser: No

Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

INTERACTIVE BROKERS LLC
SEC 8-47257

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Fund details & source

Fund ID: 805-6606305686
Reported beneficial owners: 128
Minimum commitment: $1M
Form D file number: 021-249232
Form D file number: 021-249235

Form ADV 2085797 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGAN ENHANCED CREDIT OFFSHORE OPERATING FUND, LPHedge Fund · Last reported Mar 27, 2026$53.3MGross asset value

Feeder funds

Fund administrator U.S BANK GLOBAL FUND SERVICES (CAYMAN) LTD GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian R.J. O'BRIEN & ASSOCIATES LLC CHICAGO, Illinois, United States Related to adviser: No

Custodian US BANK ST. PAUL, Minnesota, United States Related to adviser: No

Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

INTERACTIVE BROKERS LLC
SEC 8-47257

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Fund details & source

Fund ID: 805-4051557743
Reported beneficial owners: 32
Minimum commitment: $1M
Form D file number: 021-358071
Form D file number: 021-358074

Form ADV 2085797 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGAN SPECIAL OPPORTUNITIES FUND II, LPHedge Fund · Last reported Mar 27, 2026$11.4MGross asset value

Form D fundraising filings

Regan Special Opportunities Fund II, LP

Fund administrator U.S BANK GLOBAL FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. DALLAS, Texas, United States

Custodian THE NORTHERN TRUST COMPANY DALLAS, Texas, United States Related to adviser: No

Custodian US BANK ST. PAUL, Minnesota, United States Related to adviser: No

Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Fund details & source

Fund ID: 805-4349060929
Reported beneficial owners: 10
Minimum commitment: $250K
Form D file number: 021-444315

Form ADV 2085797 · Mar 27, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGAN DISTRESSED CREDIT FUND, LPHedge Fund · Last reported Aug 22, 2017$41MGross asset value

Form D fundraising filings

REGAN DISTRESSED CREDIT FUND LP

Fund administrator STRAIT CAPITAL COMPANY LTD. DALLAS, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian WELLS FARGO DALLAS, Texas, United States Related to adviser: No

Marketer EMERSON EQUITY LLC SAN MATEO, California, United States Related to adviser: No

Marketer WELLS NELSON & ASSOCIATES, L.L.C. IRVING, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

EMERSON EQUITY LLC
CRD 130032

WELLS NELSON & ASSOCIATES, L.L.C.
CRD 104030

Fund details & source

Fund ID: 805-2364402183
Reported beneficial owners: 59
Minimum commitment: $1M
Form D file number: 021-166937

Form ADV 1135631 · Aug 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGAN SPECIAL OPPORTUNITIES FUND, LPHedge Fund · Last reported Aug 16, 2024$722KGross asset value

Form D fundraising filings

Regan Special Opportunities Fund, LP

Fund administrator U.S BANK GLOBAL FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, L.L.P. DALLAS, Texas, United States

Custodian THE NORTHERN TRUST COMPANY DALLAS, Texas, United States Related to adviser: No

Custodian US BANK ST. PAUL, Minnesota, United States Related to adviser: No

Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Fund details & source

Fund ID: 805-6689351234
Reported beneficial owners: 9
Minimum commitment: $250K
Form D file number: 021-316544

Form ADV 1895820 · Aug 16, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

REGAN CREDIT PROPRIETARY FUND LPHedge Fund · Last reported Aug 22, 2017$8.16KGross asset value

Fund administrator STRAIT CAPITAL COMPANY LTD. DALLAS, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian BOK FINANCIAL CORPORATION DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6931588154
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1135631 · Aug 22, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

300 CRESCENT COURT, SUITE 1760
DALLAS, TX, 75201, United States

CRD 158294

Filing source

Form ADV 2085797 · Mar 27, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.