Investment adviser · CRD 125004
REGAL INVESTMENT ADVISORS LLC
Investment adviser filing (IA)
KENTWOOD, MI, United States · Form ADV filed May 18, 2026
- Regulatory AUM
- $2.88B Form ADV · Item 5.F
- Client accounts
- 13,473 Accounts, not individual clients
- Employees
- 131 Reported in this filing
- Advisory professionals
- 118 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 7,665 | $1,593,275,982 | 55.4% |
| High-net-worth individuals | 555 | $1,141,558,316 | 39.7% |
| Retirement plans | 40 | $127,193,445 | 4.4% |
| Corporations & businesses | 36 | $14,438,058 | 0.5% |
| Charities | 6 | $830,919 | 0.0% |
Filing source
Form ADV 2099649 · May 18, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 18, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2687 44TH STREET SEKENTWOOD, MI, 49512, United States
CRD 125004
Filing source
Form ADV 2099649 · May 18, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.