Investment adviser · CRD 147579

REDWOOD ASSET MANAGEMENT, INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

MILL VALLEY, CA, United States · Form ADV filed Nov 30, 2020

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ACACIA CDO 12, LTD.Securitized Asset Fund · Last reported Nov 30, 2020$20MGross asset value
Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Marketer NATWEST MARKETS SECURITIES INC. GREENWICH, Connecticut, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NATWEST MARKETS SECURITIES INC.
CRD 11707 · SEC 8-37135

Fund details & source
Fund ID
805-7775947863
Reported beneficial owners
18
Minimum commitment
$1M

Form ADV 1468574 · Nov 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACACIA CDO 7, LTD.Securitized Asset Fund · Last reported Nov 30, 2020$17.8MGross asset value
Fund administrator WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source
Fund ID
805-8557983546
Reported beneficial owners
27
Minimum commitment
$1M

Form ADV 1468574 · Nov 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACACIA CDO 11, LTD.Securitized Asset Fund · Last reported Nov 30, 2020$10.2MGross asset value
Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No
Marketer LEHMAN BROTHERS INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

LEHMAN BROTHERS INC.
CRD 7506 · SEC 8-12324

Fund details & source
Fund ID
805-5917574267
Reported beneficial owners
30
Minimum commitment
$1M

Form ADV 1468574 · Nov 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACACIA CDO 10, LTD.Securitized Asset Fund · Last reported Nov 30, 2020$8.24MGross asset value
Fund administrator U.S. BANK GLOBAL TRUST SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian U.S. BANK CHICAGO, Illinois, United States Related to adviser: No
Marketer NATWEST MARKETS SECURITIES INC. GREENWICH, Connecticut, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NATWEST MARKETS SECURITIES INC.
CRD 11707 · SEC 8-37135

Fund details & source
Fund ID
805-7463070651
Reported beneficial owners
21
Minimum commitment
$1M

Form ADV 1468574 · Nov 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACACIA CDO 9, LTD.Securitized Asset Fund · Last reported Nov 30, 2020$7.07MGross asset value
Fund administrator U.S. BANK GLOBAL TRUST SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian U.S. BANK CHICAGO, Illinois, United States Related to adviser: No
Marketer BANC OF AMERICA SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BANC OF AMERICA SECURITIES LLC
CRD 26091 · SEC 8-42263

Fund details & source
Fund ID
805-1172347868
Reported beneficial owners
19
Minimum commitment
$1M

Form ADV 1468574 · Nov 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACACIA CRE CDO 1, LTD.Securitized Asset Fund · Last reported Nov 30, 2020$428KGross asset value
Fund administrator U.S. BANK GLOBAL TRUST SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian U.S. BANK CHICAGO, Illinois, United States Related to adviser: No
Marketer WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source
Fund ID
805-1402648834
Reported beneficial owners
22
Minimum commitment
$1M

Form ADV 1468574 · Nov 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACACIA CDO 5, LTD.Securitized Asset Fund · Last reported Jun 21, 2019$22.2MGross asset value
Fund administrator WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian WELLS FARGO BANK, N.A. COLUMBIA, Maryland, United States Related to adviser: No
Marketer NATWEST MARKETS SECURITIES INC. GREENWICH, Connecticut, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NATWEST MARKETS SECURITIES INC.
CRD 11707 · SEC 8-37135

Fund details & source
Fund ID
805-6910680655
Reported beneficial owners
15
Minimum commitment
$1M

Form ADV 1320250 · Jun 21, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 30, 2020. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

ONE BELVEDERE PLACE, SUITE 370
MILL VALLEY, CA, 94941-2493, United States

CRD 147579

Filing source

Form ADV 1468574 · Nov 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.