Investment adviser · CRD 154236

RED MOUNTAIN CAPITAL PARTNERS LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Apr 14, 2020

Regulatory AUM: $111M
Client accounts: 4
Employees: 3
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$110,874,723	100.0%

Filing source

Form ADV 1413520 · Apr 14, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RED MOUNTAIN PARTNERS, L.P.Hedge Fund · Last reported Apr 14, 2020$80.7MGross asset value

Form D fundraising filings

RED MOUNTAIN PARTNERS, L.P.

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP LOS ANGELES, California, United States

Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BTIG, LLC
SEC 8-65473

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-6162251162
Reported beneficial owners: 17
Minimum commitment: $5M
Form D file number: 021-174395

Form ADV 1413520 · Apr 14, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RED MOUNTAIN INVESTORS I LLC - SERIES AHedge Fund · Last reported Apr 14, 2020$20.4MGross asset value

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP LOS ANGELES, California, United States

Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BTIG, LLC
SEC 8-65473

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
SEC 8-44744

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-3949258351
Reported beneficial owners: 4
Minimum commitment: $0

Form ADV 1413520 · Apr 14, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RMCP PIV DPC II, L.P.Hedge Fund · Last reported Apr 14, 2020$9.29MGross asset value

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP LOS ANGELES, California, United States

Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian COMPUTERSHARE CHICAGO, Illinois, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BTIG, LLC
SEC 8-65473

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-2196915977
Reported beneficial owners: 5
Minimum commitment: $0

Form ADV 1413520 · Apr 14, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RMCP PIV DPC, L.P.Hedge Fund · Last reported Apr 14, 2020$507KGross asset value

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP LOS ANGELES, California, United States

Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BTIG, LLC
SEC 8-65473

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-6585163286
Reported beneficial owners: 6
Minimum commitment: $0

Form ADV 1413520 · Apr 14, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 14, 2020. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

10250 CONSTELLATION BLVD., SUITE 2300
LOS ANGELES, CA, 90067, United States

CRD 154236

Filing source

Form ADV 1413520 · Apr 14, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.