Investment adviser · CRD 166214

ETHIKA INVESTMENTS, LLC

Investment adviser filing (IA)

SANTA MONICA, CA, United States · Form ADV filed May 13, 2019

Regulatory AUM
$18.9M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
0
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$18,927,000100.0%
Filing source

Form ADV 1323043 · May 13, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ETHIKA DIVERSIFIED OPPORTUNITY REAL ESTATE FUND, LPReal Estate Fund · Last reported May 13, 2019$17.2MGross asset value

Feeder funds

  • ETHIKA OPPS DOMESTIC FEEDER, L.P.
  • ETHIKA OPPS FOREIGN FEEDER III, LP
  • ETHIKA OPPS FOREIGN FEEDER II, L.P.
  • ETHIKA OPPS FOREIGN FEEDER I, L.P.
  • ETHIKA OPPS FOREIGN FEEDER IV, LP
  • ETHIKA OPPS FOREIGN FEEDER V, LP
Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian WELLS FARGO BANK, N.A. LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

Fund details & source
Fund ID
805-2498648863
Reported beneficial owners
68
Minimum commitment
$5M

Form ADV 1323043 · May 13, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ETHIKA DIVERSIFIED OPPORTUNITY REAL ESTATE FUND II, L.P.Real Estate Fund · Last reported May 13, 2019$1.69MGross asset value

Feeder funds

  • ETHIKA OPPS II DOMESTIC FEEDER, L.P.
  • ETHIKA OPPS II FOREIGN FEEDER 1 , L.P.
  • ETHIKA OPPS II FOREIGN FEEDER 2, LP
  • ETHIKA OPPS II FOREIGN FEEDER 3, LP
  • ETHIKA OPPS II FOREIGN FEEDER 4, LP
  • ETHIKA OPPS II FOREIGN FEEDER 5, LP
Fund administrator NORTHERN TRUST CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LOS ANGELES, California, United States
Custodian WELLS FARGO BANK, N.A. LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 42

Fund details & source
Fund ID
805-3125610579
Reported beneficial owners
14
Minimum commitment
$5M

Form ADV 1323043 · May 13, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 13, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

520 BROADWAY, SUITE 3058
SANTA MONICA, CA, 90401, United States

CRD 166214

Filing source

Form ADV 1323043 · May 13, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.