Investment adviser · CRD 155965

RDG CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed Jan 5, 2015

Regulatory AUM
$401M
Form ADV · Item 5.F
Client accounts
292
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SALIENT MLP FUND L.P.Hedge Fund · Last reported Jan 5, 2015$200MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. IRVING, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS DALLAS, Texas, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer TELEMUS INVESTMENT BROKERS, LLC SOUTHFIELD, Michigan, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

TELEMUS INVESTMENT BROKERS, LLC
CRD 133957 · SEC 8-66797

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-5366789896
Reported beneficial owners
130
Minimum commitment
$250K

Form ADV 863737 · Jan 5, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SALIENT MLP TE FUND, L.PHedge Fund · Last reported Jan 5, 2015$58.1MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. IRVING, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS DALLAS, Texas, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer TELEMUS INVESTMENT BROKERS, LLC SOUTHFIELD, Michigan, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

TELEMUS INVESTMENT BROKERS, LLC
CRD 133957 · SEC 8-66797

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-8941012050
Reported beneficial owners
85
Minimum commitment
$250K

Form ADV 863737 · Jan 5, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 5, 2015. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Performance-based

Principal office

4265 SAN FELIPE, 8TH FLOOR
HOUSTON, TX, 77027, United States

CRD 155965

Filing source

Form ADV 863737 · Jan 5, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.