Investment adviser · CRD 109640

RCM

Investment adviser filing (IA)

RCM CAPITAL MANAGEMENT LLC

SAN FRANCISCO, CA, United States · Form ADV filed Mar 27, 2013

Regulatory AUM
$21.2B
Form ADV · Item 5.F
Client accounts
163
Accounts, not individual clients
Employees
111
Reported in this filing
Advisory professionals
43
Investment advisory functions

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RCM LITTLE DRAGONS FUNDOther Private Fund · Last reported Mar 27, 2013$70.8MGross asset value
Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1404875828
Reported beneficial owners
5
Minimum commitment
$0

Form ADV 716538 · Mar 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RCM LARGE CAP SELECT FUNDOther Private Fund · Last reported Mar 27, 2013$37.3MGross asset value
Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5157530504
Reported beneficial owners
6
Minimum commitment
$100K

Form ADV 716538 · Mar 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RCM LARGE CAP GROWTH FUNDOther Private Fund · Last reported Mar 27, 2013$22.9MGross asset value
Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6490593026
Reported beneficial owners
4
Minimum commitment
$100K

Form ADV 716538 · Mar 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RCM CHINA FUNDOther Private Fund · Last reported Mar 27, 2013$22.5MGross asset value
Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5957618337
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 716538 · Mar 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RCM COMMINGLED FUNDS LLCOther Private Fund · Last reported Jan 17, 2013$153MGross asset value
Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1555466261
Reported beneficial owners
21
Minimum commitment
$1M

Form ADV 692918 · Jan 17, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RCM HEALTH CARE ALPHA PARTNERS US, L.P.Hedge Fund · Last reported Jul 10, 2012$116MGross asset value
Fund administrator JD CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN SECURITIES LLC BROOKLYN, New York, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES LLC BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2492487359
Reported beneficial owners
15
Minimum commitment
$2M

Form ADV 658941 · Jul 10, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TECH ALPHA PARTNERS, L.P.Hedge Fund · Last reported Jul 10, 2012$85MGross asset value

Feeder funds

  • RCM TECH ALPHA PARTNERS US, L.P.
  • TECH ALPHA FUND LTD
Fund administrator JD CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN SACHS & CO SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO SAN FRANCISCO, California, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1180775872
Reported beneficial owners
10
Minimum commitment
$2M

Form ADV 658941 · Jul 10, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 27, 2013. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

555 MISSION STREET, SUITE 1700
SAN FRANCISCO, CA, 94105, United States

CRD 109640

Filing source

Form ADV 716538 · Mar 27, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.