Investment adviser · CRD 107173

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

Investment adviser filing (IA)

MINNEAPOLIS, MN, United States · Form ADV filed May 21, 2026

Regulatory AUM: $104B
Client accounts: 245
Employees: 212
Advisory professionals: 37

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	74	$41,955,969,404	40.2%
Investment companies	13	$29,417,492,848	28.2%
Government entities	31	$12,920,025,945	12.4%
Corporations & businesses	29	$12,360,493,543	11.8%
Retirement plans	18	$4,674,917,377	4.5%
Insurance companies	Fewer than 5	$1,407,527,753	1.3%
Sovereign wealth & foreign institutions	Fewer than 5	$902,995,348	0.9%
Other investment advisers	Fewer than 5	$593,198,185	0.6%
Charities	Fewer than 5	$170,581,657	0.2%
Individuals	69	$62,915,070	0.1%
High-net-worth individuals	Fewer than 5	$21,498,738	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%

Filing source

Form ADV 2107318 · May 21, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

20 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RBC STRATEGIC HIGH INCOME FUND, LLCOther Private Fund · Last reported Nov 15, 2016$17.2BGross asset value

Fund administrator BNY MELLON INTERNATIONAL OPERATIONS (INDIA) PVT. LTD CHENNAI, India Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON ORLANDO, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3291230326
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1050768 · Nov 15, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LEO FUNDING I LIMITEDSecuritized Asset Fund · Last reported Aug 7, 2024$54MGross asset value

Fund administrator U.S. BANK GLOBAL CORPORATE TRUST BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8090716967
Reported beneficial owners: 1
Minimum commitment: $50M
Form D file number: 021-190437

Form ADV 1893830 · Aug 7, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE BLUEBAY GLOBAL SECURITIZED CREDIT OPPORTUNITIES (MASTER) FUND LIMITEDHedge Fund · Last reported Apr 10, 2024$48.7MGross asset value

Feeder funds

THE BLUEBAY GLOBAL SECURITIZED CREDIT OPPORTUNITIES FUND LIMITED
THE BLUEBAY GLOBAL SECURITIZED CREDIT OPPORTUNITIES FUND LP

Fund administrator JPMORGAN HEDGE FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Fund details & source

Fund ID: 805-9967618124
Reported beneficial owners: 7
Minimum commitment: $100K
Form D file number: 021-382140

Form ADV 1864906 · Apr 10, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL EQUITY SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLCOther Private Fund · Last reported Aug 7, 2024$13.9MGross asset value

Form D fundraising filings

GLOBAL EQUITY SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLC

Fund administrator U.S. BANK GLOBAL FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP MINNEAPOLIS, Minnesota, United States

Custodian U.S. BANK, NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

U.S. BANK, NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-7880934501
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-258298

Form ADV 1893830 · Aug 7, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EMERGING MARKETS FOCUS A SERIES OF GLOBAL ASSET MANAGEMENT STRATEGIES, LLCOther Private Fund · Last reported Nov 23, 2020$9.13MGross asset value

Fund administrator U.S. BANK GLOBAL FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP MINNEAPOLIS, Minnesota, United States

Custodian U.S. BANK, NATIONAL ASSOCIATION MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

U.S. BANK, NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-9003285222
Reported beneficial owners: 1
Minimum commitment: $10M
Form D file number: 021-258298

Form ADV 1469597 · Nov 23, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RBC GAM SMID CAP GROWTH FUND, LLCOther Private Fund · Last reported Dec 11, 2013$2.3MGross asset value

Fund administrator JD CLARK & COMPANY CHADS FORD, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP MINNEAPOLIS, Minnesota, United States

Custodian WELLS FARGO BANK MINNESSOTA, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9220782086
Reported beneficial owners: 1
Minimum commitment: $3M

Form ADV 768553 · Dec 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 21, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

250 NICOLLET MALL, SUITE 1550
MINNEAPOLIS, MN, 55401-7585, United States

CRD 107173

Filing source

Form ADV 2107318 · May 21, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.