CARILLON TOWER ADVISERS, INC.: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1	$17,147,029,018	99.1%
Pooled investment vehicles	3	$152,114,344	0.9%

Filing source

Form ADV 1564862 · Sep 9, 2021 · Item 5.D

Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

RAYMOND JAMES & ASSOCIATES, INC.

Marketer · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

CARILLON TOWER SERIES HEDGE FUND LLC

Private funds & service providers

1 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

CARILLON TOWER SERIES HEDGE FUND LLCHedge Fund$152MGross asset value

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Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP TAMPA, Florida, United States Other funds reporting this name →

Custodian MORGAN STANLEY SMITH BARNEY LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

Marketer RAYMOND JAMES & ASSOCIATES, INC. ST PETERSBURG, Florida, United States Related to adviser: Yes Other funds reporting this name →

Prime broker MORGAN STANLEY SAN FRANCISCO, California, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Fund details & source

Fund ID: 805-5308630152
Reported beneficial owners: 29
Minimum commitment: $250K

Form ADV 1564862 · Sep 9, 2021 · Schedule D 7.B.(1)

Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Showing values from the selected filing. Latest observed filing does not establish current registration status.

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Filing source

Form ADV 1564862 · Sep 9, 2021 · Items 1 & 5

Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $17.3B
Non-discretionary: $0

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

780 CARILLON PARKWAY
ST PETERSBURG, FL, 33716, United States

CRD 174904

Filing source

Form ADV 1564862 · Sep 9, 2021 · Items 1 & 5

Reported by CARILLON TOWER ADVISERS, INC. (CRD 174904).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.