Investment adviser · CRD 705

RAYMOND JAMES & ASSOCIATES, INC.

Investment adviser filing (IA)

ST. PETERSBURG, FL, United States · Form ADV filed Sep 25, 2026

Regulatory AUM: $501B
Client accounts: 1,143,145
Employees: 16,780
Advisory professionals: 5,683

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	99,598	$288,719,868,242	57.6%
Individuals	413,527	$116,073,536,712	23.2%
Retirement plans	9,726	$46,100,825,359	9.2%
Corporations & businesses	7,358	$40,022,727,446	8.0%
Government entities	117	$4,820,937,873	1.0%
Insurance companies	385	$2,348,275,875	0.5%
Banks & thrifts	710	$1,817,435,656	0.4%
Charities	196	$1,051,997,812	0.2%
Other investment advisers	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%

Filing source

Form ADV 2134791 · Sep 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MORGAN KEEGAN PRIVATE EQUITY FUND OF FUND II HOLDINGS, LPPrivate Equity Fund · Last reported Jan 17, 2022$17.8MGross asset value

Feeder funds

MORGAN KEEGAN PRIVATE EQUITY EMPLOYEE FUND OF FUNDS II, LP
MORGAN KEEGAN PRIVATE EQUITY FUND OF FUNDS II, LP
MORGAN KEEGAN PRIVATE EQUITY QP FUND OF FUNDS II, LP

Fund administrator SS&C TECHNOLOGIES NEW YORK CITY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP TAMPA, Florida, United States

Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source

Fund ID: 805-9471767752
Reported beneficial owners: 200
Minimum commitment: $50K

Form ADV 1592161 · Jan 17, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 25, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

880 CARILLON PARKWAY
ST. PETERSBURG, FL, 33716, United States

CRD 705

Filing source

Form ADV 2134791 · Sep 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.