Investment adviser · CRD 157035

RAY SHI CAPITAL GROUP, LLC

Investment adviser filing (IA)

SEATTLE, WA, United States · Form ADV filed Mar 30, 2015

Regulatory AUM: $20M
Client accounts: 2
Employees: 2
Advisory professionals: 1

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RAY SHI INVESTMENT TRUSTPrivate Equity Fund · Last reported Mar 30, 2015$20MGross asset value

Form D fundraising filings

Ray Shi China Small/Mid Cap Select Fund, a Series of Ray Shi Investment Trust

Fund administrator THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP PHILADELPHIA, Pennsylvania, United States

Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3298421555
Reported beneficial owners: 15
Minimum commitment: $5K
Form D file number: 021-158419

Form ADV 885760 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2015. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

6556 HIGH POINT DRIVE SW
SEATTLE, WA, 98126, United States

CRD 157035

Filing source

Form ADV 885760 · Mar 30, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.