Investment adviser · CRD 124925

RATHBONES

Investment adviser filing (IA)

RATHBONES INVESTMENT MANAGEMENT LIMITED

LIVERPOOL, United Kingdom · Form ADV filed Jul 14, 2026

Regulatory AUM: $135B
Client accounts: 219,634
Employees: 1,715
Advisory professionals: 725

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	20,366	$56,861,038,061	42.1%
Individuals	95,035	$29,114,642,207	21.6%
Retirement plans	23,772	$22,317,534,050	16.5%
Charities	3,803	$12,855,281,116	9.5%
Corporations & businesses	2,089	$7,897,090,824	5.8%
Other clients	5,802	$5,853,388,437	4.3%
Banks & thrifts	18	$183,032,094	0.1%
Government entities	Fewer than 5	$5,387,166	0.0%

Filing source

Form ADV 2115469 · Jul 14, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jul 14, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Commissions

Principal office

PORT OF LIVERPOOL BUILDING, PIER HEAD
LIVERPOOL, L3 1NW, United Kingdom

CRD 124925

Filing source

Form ADV 2115469 · Jul 14, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.