Investment adviser · CRD 343667
RAFFLES ADVISORS
Investment adviser filing (IA)
RAFFLES ADVISORS INC
SURREY, BC, Canada · Form ADV filed Aug 20, 2026
- Regulatory AUM
- $53.1M Form ADV · Item 5.F
- Client accounts
- 5 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 5 | $53,100,000 | 100.0% |
Filing source
Form ADV 2122005 · Aug 20, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 20, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Performance-based
Principal office
3211 152 ST,, SUITE 402SURREY, BC, V3Z 1H8, Canada
CRD 343667
Filing source
Form ADV 2122005 · Aug 20, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.