Investment adviser · CRD 112526

RAFFERTY ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 3, 2026

Regulatory AUM: $55.2B
Client accounts: 133
Employees: 45
Advisory professionals: 13

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	132	$55,205,998,661	99.9%
Pooled investment vehicles	1	$35,779,061	0.1%

Filing source

Form ADV 2064579 · Mar 3, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

RAM PRICE FUNDHedge Fund · Last reported Mar 28, 2014$53.7MGross asset value

Fund administrator US BANCORP SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST AND YOUNG LLP NEW YORK, New York, United States

Custodian US BANK MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7167620231
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-66350

Form ADV 811263 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 3, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

535 MADISON AVE, 37TH FLOOR
NEW YORK, NY, 10022, United States

CRD 112526

Filing source

Form ADV 2064579 · Mar 3, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.