Investment adviser · CRD 106229

R.H. BLUESTEIN & CO LLC

Investment adviser filing (IA)

BIRMINGHAM, MI, United States · Form ADV filed Mar 31, 2023

Regulatory AUM
$224M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
23
Reported in this filing
Advisory professionals
11
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$223,599,391100.0%
Filing source

Form ADV 1747732 · Mar 31, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BLUESTEIN CAPITAL OPPORTUNITIES FUND, LPHedge Fund · Last reported Mar 31, 2023$109MGross asset value
Auditor RSM US, LLP CHICAGO, Illinois, United States
Custodian FNZ TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian WELLS FARGO CLEARING SERVICES, LLC ST. LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US, LLP
PCAOB 49

WELLS FARGO CLEARING SERVICES, LLC
SEC 8-37180

Fund details & source
Fund ID
805-4181901730
Reported beneficial owners
66
Minimum commitment
$250K
Form D file number
021-127855

Form ADV 1747732 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PACIFIC FUND I, LPHedge Fund · Last reported Mar 31, 2023$76.8MGross asset value
Auditor RSM US, LLP CHICAGO, Illinois, United States
Custodian FNZ TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US, LLP
PCAOB 49

Fund details & source
Fund ID
805-6923503253
Reported beneficial owners
45
Minimum commitment
$50K
Form D file number
021-85758

Form ADV 1747732 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ATLANTIC FUND I, LPHedge Fund · Last reported Mar 31, 2023$37.6MGross asset value
Auditor RSM US, LLP CHICAGO, Illinois, United States
Custodian FNZ TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US, LLP
PCAOB 49

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-7913869901
Reported beneficial owners
36
Minimum commitment
$500K
Form D file number
021-127970

Form ADV 1747732 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLUESTEIN PRIVATE PARTNERS II LLCPrivate Equity Fund · Last reported Mar 31, 2023$260KGross asset value
Auditor RSM US, LLP CHICAGO, Illinois, United States
Custodian FNZ TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US, LLP
PCAOB 49

Fund details & source
Fund ID
805-1523548602
Reported beneficial owners
23
Minimum commitment
$5K
Form D file number
021-196266

Form ADV 1747732 · Mar 31, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLUESTEIN TIPS FUND, LPOther Private Fund · Last reported May 6, 2013$3.68MGross asset value

Form D fundraising filings

Bluestein TIPS Fund, L.P.

Auditor MCGLADREY LLP CHICAGO, Illinois, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5079835463
Reported beneficial owners
2
Minimum commitment
$500K
Form D file number
021-135487

Form ADV 735884 · May 6, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BLUESTEIN PRIVATE PARTNERS I, LLCPrivate Equity Fund · Last reported Dec 11, 2019$507KGross asset value

Form D fundraising filings

Bluestein Private Partners I, LLC

Auditor RSM US, LLP CHICAGO, Illinois, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US, LLP
PCAOB 49

Fund details & source
Fund ID
805-7965765405
Reported beneficial owners
22
Minimum commitment
$25K
Form D file number
021-138608

Form ADV 1360840 · Dec 11, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

260 EAST BROWN STREET, SUITE 100
BIRMINGHAM, MI, 48009-6230, United States

CRD 106229

Filing source

Form ADV 1747732 · Mar 31, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.