Investment adviser · CRD 284960
QUINTES FINANCIAL SERVICES, LLC
Investment adviser filing (IA)
WATSONVILLE, CA, United States · Form ADV filed Mar 24, 2022
- Regulatory AUM
- $219M Form ADV · Item 5.F
- Client accounts
- 80 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 42 | $205,660,657 | 94.0% |
| Individuals | 36 | $10,825,538 | 4.9% |
| High-net-worth individuals | Fewer than 5 | $2,220,628 | 1.0% |
Filing source
Form ADV 1626192 · Mar 24, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 24, 2022. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1961 MAIN STREET, SUITE 151WATSONVILLE, CA, 95076, United States
CRD 284960
Filing source
Form ADV 1626192 · Mar 24, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.