QUAD CAPITAL MANAGEMENT ADVISORS LLC – investment adviser, $272M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$214,010,222	78.8%
Other clients	1	$57,644,513	21.2%

Filing source

Form ADV 1400719 · Mar 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

QUAD MULTI-STRATEGY MASTER FUND, LTD.Hedge Fund · Last reported Mar 30, 2020$214MGross asset value

Feeder funds

QUAD MULTI-STRATEGY FUND LP
QUAD MULTI-STRATEGY OFFSHORE FUND LTD

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH & BROWN NEW YORK, New York, United States

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian WEDBUSH SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer FLYING CLOUD SECURITIES LLC SAN FRANSISCO, California, United States Related to adviser: No

Marketer INTE SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker WEDBUSH SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WITHUM SMITH & BROWN
PCAOB 100

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

WEDBUSH SECURITIES INC.
SEC 8-12987

FLYING CLOUD SECURITIES LLC
CRD 167621 · SEC 8-69270

INTE SECURITIES LLC
CRD 47107 · SEC 8-51667

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Fund details & source

Fund ID: 805-5729043084
Reported beneficial owners: 24
Minimum commitment: $1M
Form D file number: 021-295784

Form ADV 1400719 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2020. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

90 PARK AVENUE, 5TH FLOOR
NEW YORK, NY, 10016, United States

CRD 170286

Filing source

Form ADV 1400719 · Mar 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.