QS INVESTORS, LLC – investment adviser, $19.2B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	49	$12,390,630,205	64.4%
Pooled investment vehicles	43	$5,628,925,591	29.3%
Retirement plans	Fewer than 5	$377,788,254	2.0%
Other clients	Fewer than 5	$319,217,713	1.7%
Individuals	428	$144,598,820	0.8%
Other investment advisers	20	$137,740,028	0.7%
Government entities	Fewer than 5	$119,595,648	0.6%
High-net-worth individuals	65	$84,724,916	0.4%
Charities	6	$21,539,209	0.1%
Corporations & businesses	52	$13,962,337	0.1%

Filing source

Form ADV 1549439 · Jun 25, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

QS INVESTORS DBI GLOBAL EMERGING MARKETS EQUITY FUND LPOther Private Fund · Last reported Jun 25, 2021$135MGross asset value

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-1733719850
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-199225

Form ADV 1549439 · Jun 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

QS INVESTORS DBI ALL COUNTRY GLOBAL EQUITY FUND LPHedge Fund · Last reported Jun 17, 2015$0Gross asset value

Form D fundraising filings

QS Investors DBI All Country Global Equity Fund LP

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7083791058
Reported beneficial owners: 0
Minimum commitment: $0
Form D file number: 021-191871

Form ADV 928368 · Jun 17, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 25, 2021. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

880 THIRD AVENUE, 7TH FLOOR
NEW YORK, NY, 10022, United States

CRD 152688

Filing source

Form ADV 1549439 · Jun 25, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.