Investment adviser · CRD 286639
QBI FINANCIAL, LLC
Investment adviser filing (IA)
CHARLOTTE, NC, United States · Form ADV filed Mar 20, 2018
- Regulatory AUM
- $14.6M Form ADV · Item 5.F
- Client accounts
- 175 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 52 | $11,940,091 | 81.7% |
| Individuals | 41 | $2,088,811 | 14.3% |
| Corporations & businesses | 3 | $584,681 | 4.0% |
Filing source
Form ADV 1183034 · Mar 20, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 20, 2018. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
6302 FAIRVIEW ROAD, SUITE 100CHARLOTTE, NC, 28210, United States
CRD 286639
Filing source
Form ADV 1183034 · Mar 20, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.