Investment adviser · CRD 105541

PVG ASSET MANAGEMENT CORP

Investment adviser filing (IA)

CENTENNIAL, CO, United States · Form ADV filed Aug 4, 2026

Regulatory AUM
$625M
Form ADV · Item 5.F
Client accounts
746
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other investment advisers6$427,997,72768.5%
High-net-worth individuals45$128,848,98120.6%
Individuals177$55,461,7468.9%
CharitiesFewer than 5$8,575,7001.4%
Retirement plansFewer than 5$2,943,0000.5%
Corporations & businesses5$569,5010.1%
Government entitiesFewer than 5$514,1930.1%
Filing source

Form ADV 2123946 · Aug 4, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PVG INVESTMENT COMPANY LLCHedge Fund · Last reported Mar 31, 2017$2MGross asset value
Fund administrator PERENNIAL FUND SERVICES LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian JP MORGAN CLEARING CORP NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9818257800
Reported beneficial owners
4
Minimum commitment
$50K

Form ADV 1099518 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 4, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

6898 S. UNIVERSITY BLVD., SUITE 100
CENTENNIAL, CO, 80122, United States

CRD 105541

Filing source

Form ADV 2123946 · Aug 4, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.