Investment adviser · CRD 122254
PUTNAM INVESTMENTS LIMITED
Investment adviser filing (IA)
LONDON, United Kingdom · Form ADV filed Aug 13, 2024
- Regulatory AUM
- $3B Form ADV · Item 5.F
- Client accounts
- 21 Accounts, not individual clients
- Employees
- 15 Reported in this filing
- Advisory professionals
- 11 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 6 | $1,272,736,918 | 42.4% |
| Pooled investment vehicles | 8 | $996,551,901 | 33.2% |
| Insurance companies | Fewer than 5 | $287,979,274 | 9.6% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $227,938,110 | 7.6% |
| Retirement plans | Fewer than 5 | $219,390,776 | 7.3% |
| Other clients | Fewer than 5 | $102,284 | 0.0% |
Filing source
Form ADV 1894606 · Aug 13, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 13, 2024. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
CANNON PLACE, 78 CANNON STREETLONDON, EC4N 6HL, United Kingdom
CRD 122254
Filing source
Form ADV 1894606 · Aug 13, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.