Investment adviser · CRD 117962
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
Investment adviser filing (IA)
EDINA, MN, United States · Form ADV filed Apr 30, 2026
- Regulatory AUM
- $2.03B Form ADV · Item 5.F
- Client accounts
- 559 Accounts, not individual clients
- Employees
- 34 Reported in this filing
- Advisory professionals
- 18 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 333 | $1,346,930,645 | 66.5% |
| Pooled investment vehicles | 2 | $386,524,074 | 19.1% |
| Retirement plans | Fewer than 5 | $110,262,594 | 5.4% |
| Individuals | 208 | $72,211,627 | 3.6% |
| Charities | 9 | $70,995,900 | 3.5% |
| Corporations & businesses | 5 | $39,940,442 | 2.0% |
| Investment companies | 1 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 2101459 · Apr 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
PUNCH MICRO CAP PARTNERS, LLCHedge Fund · Last reported Apr 30, 2026$303MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
CHARLES SCHWAB & CO., INC.
SEC 8-16514
PERSHING LLC
SEC 8-17574
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-4163216278
- Reported beneficial owners
- 91
- Minimum commitment
- $250K
- Form D file number
- 021-194421
Form ADV 2101459 · Apr 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PUNCH NANO CAP PARTNERS I, LLCHedge Fund · Last reported Apr 30, 2026$83.7MGross asset value
Form D fundraising filings
Punch Nano Cap Partners I, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RSM US LLP
PCAOB 49
CHARLES SCHWAB & CO., INC.
SEC 8-16514
PERSHING LLC
SEC 8-17574
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-3042884166
- Reported beneficial owners
- 38
- Minimum commitment
- $500K
- Form D file number
- 021-308376
Form ADV 2101459 · Apr 30, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Apr 30, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
7701 FRANCE AVENUE SOUTH, #300EDINA, MN, 55435, United States
CRD 117962
Filing source
Form ADV 2101459 · Apr 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.