Investment adviser · CRD 166988

PULTENEY STREET CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

OGDEN, UT, United States · Form ADV filed Jul 13, 2017

Regulatory AUM
$16.5M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PULTENEY STREET PARTNERS, LPHedge Fund · Last reported Mar 31, 2017$30MGross asset value

Form D fundraising filings

Pulteney Street Partners, LP

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER NEW YORK, New York, United States
Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Fund details & source
Fund ID
805-5191022273
Reported beneficial owners
10
Minimum commitment
$500K
Form D file number
021-192919

Form ADV 1092200 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRAESIDEO PREMIER FUND, LPHedge Fund · Last reported Jan 2, 2014$12.5MGross asset value
Fund administrator JD CLARK AND COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor KPMG NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian WACHOVIA SECURITIES, INC. OGDEN, Utah, United States Related to adviser: No
Prime broker CONCEPT CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WACHOVIA SECURITIES, INC.
SEC 8-2612

CONCEPT CAPITAL MARKETS, LLC
CRD 153397 · SEC 8-68531

Fund details & source
Fund ID
805-9629277794
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 774299 · Jan 2, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRAESIDEO EQUITY PARTNERS, LPHedge Fund · Last reported Mar 30, 2015$0Gross asset value
Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian WACHOVIA SECURITIES, INC. OGDEN, Utah, United States Related to adviser: No
Prime broker CONCEPT CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WACHOVIA SECURITIES, INC.
SEC 8-2612

CONCEPT CAPITAL MARKETS, LLC
CRD 153397 · SEC 8-68531

Fund details & source
Fund ID
805-5565439968
Reported beneficial owners
15
Minimum commitment
$250K

Form ADV 891073 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PRAESIDEO INTERNATIONAL INVESTORS, LPHedge Fund · Last reported Mar 30, 2015$0Gross asset value
Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian WACHOVIA SECURITIES, INC. OGDEN, Utah, United States Related to adviser: No
Prime broker CONCEPT CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

WACHOVIA SECURITIES, INC.
SEC 8-2612

CONCEPT CAPITAL MARKETS, LLC
CRD 153397 · SEC 8-68531

Fund details & source
Fund ID
805-5772048691
Reported beneficial owners
17
Minimum commitment
$250K

Form ADV 891073 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 13, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

204 HISTORIC 25TH ST STE 300
OGDEN, UT, 84401, United States

CRD 166988

Filing source

Form ADV 1107113 · Jul 13, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.