Investment adviser · CRD 175226

PUISSANCE CAPITAL MANAGEMENT LP

Investment adviser filing (IA)

· Form ADV filed Jan 13, 2026

Regulatory AUM: $45M
Client accounts: 3
Employees: 2
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	Fewer than 5	$33,000,000	73.3%
Pooled investment vehicles	1	$12,000,000	26.7%

Filing source

Form ADV 2040726 · Jan 13, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PCM AI OPPORTUNITIES FUNDHedge Fund · Last reported Jan 13, 2026$12MGross asset value

Form D fundraising filings

PCM Ai Opportunities Fund

Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GEORGE TOWN, Cayman Islands

Custodian CITY NATIONAL BANK NEW YORK, New York, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 1323

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-7978067113
Reported beneficial owners: 6
Minimum commitment: $100K
Form D file number: 021-562106

Form ADV 2040726 · Jan 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUISSANCE CAPITAL MASTER FUND LPHedge Fund · Last reported Sep 5, 2017$80.7MGross asset value

Feeder funds

PUISSANCE CAPITAL PARTNERS LP
PUISSANCE CAPITAL OFFSHORE FUND LTD.

Fund administrator SS&C GLOBEOP HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG NEW YORK, New York, United States

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-1049718666
Reported beneficial owners: 20
Minimum commitment: $1M
Form D file number: 021-237364

Form ADV 1138030 · Sep 5, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUISSANCE CROSS-BORDER OPPORTUNITIES I LPPrivate Equity Fund · Last reported Feb 28, 2020$31.2MGross asset value

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RAICH ENDE MALTER & CO. LLP NEW YORK, New York, United States

Custodian MUFG UNION BANK N.A. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RAICH ENDE MALTER & CO. LLP
PCAOB 50

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-2665035230
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1387218 · Feb 28, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUISSANCE ASIA MASTER FUND LPHedge Fund · Last reported Mar 8, 2016$8.49MGross asset value

Feeder funds

PUISSANCE ASIA PARTNERS LP

Fund administrator HEDGESERV DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-3460361313
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-240937

Form ADV 981660 · Mar 8, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUISSANCE CROSS-BORDER OPPORTUNITIES II LLCPrivate Equity Fund · Last reported Feb 28, 2020$8.26MGross asset value

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RAICH ENDE MALTER & CO LLC NEW YORK, New York, United States

Custodian MUFG UNION BANK N.A. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RAICH ENDE MALTER & CO LLC
PCAOB 50

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-5706832781
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1387218 · Feb 28, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUISSANCE CROSS-BORDER OPPORTUNITIES III LLCPrivate Equity Fund · Last reported Feb 28, 2020$3.04MGross asset value

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RAICH ENDE MALTER & CO LLC NEW YORK, New York, United States

Custodian MUFG UNION BANK N.A. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RAICH ENDE MALTER & CO LLC
PCAOB 50

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-9161365507
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1387218 · Feb 28, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUISSANCE CROSS-BORDER OPPORTUNITIES IV LLCPrivate Equity Fund · Last reported Mar 8, 2022$2MGross asset value

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RAICHE, ENDE, MALTER & CO. LLP NEW YORK, New York, United States

Custodian MUFG UNION BANK N.A. SAN FRANCISCO, California, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RAICHE, ENDE, MALTER & CO. LLP
PCAOB 50

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-5175295620
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1617119 · Mar 8, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 13, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 175226

Filing source

Form ADV 2040726 · Jan 13, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.