Investment adviser · CRD 119307
PTS BROKERAGE, LLC
Investment adviser filing (IA)
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC
MT. LAUREL, NJ, United States · Form ADV filed Aug 13, 2026
- Regulatory AUM
- $132M Form ADV · Item 5.F
- Client accounts
- 700 Accounts, not individual clients
- Employees
- 18 Reported in this filing
- Advisory professionals
- 14 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 495 | $122,400,000 | 92.9% |
| High-net-worth individuals | Fewer than 5 | $7,800,000 | 5.9% |
| Corporations & businesses | Fewer than 5 | $1,500,000 | 1.1% |
Filing source
Form ADV 2125859 · Aug 13, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 13, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
EASTGATE BUSINESS CENTER, 125 C GAITHER DRMT. LAUREL, NJ, 08054, United States
CRD 119307
Filing source
Form ADV 2125859 · Aug 13, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.