Investment adviser · CRD 112224

EFG CAPITAL ADVISORS INC.

Investment adviser filing (IA)

MIAMI, FL, United States · Form ADV filed Mar 29, 2018

Regulatory AUM: $226M
Client accounts: 128
Employees: 8
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	128	$226,327,839	100.0%

Filing source

Form ADV 1203436 · Mar 29, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

PR12EHedge Fund · Last reported Mar 29, 2018$25.4MGross asset value

Fund administrator EFG BANK (LUXEMBOURG) S.A. GRAND DUCHY, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG LUXEMBOURG S.À .R.L GRAND DUCHY, Luxembourg

Custodian EFG BANK (LUXEMBOURG) S.A. GRAND DUCHY, Luxembourg Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LUXEMBOURG S.À .R.L
PCAOB 2831

Fund details & source

Fund ID: 805-8486133473
Reported beneficial owners: 24
Minimum commitment: $0

Form ADV 1203436 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PR12DHedge Fund · Last reported Mar 29, 2018$22.8MGross asset value

Fund administrator EFG BANK (LUXEMBOURG) S.A. GRAND DUCHY, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG LUXEMBOURG S.À .R.L GRAND DUCHY, Luxembourg

Custodian EFG BANK (LUXEMBOURG) S.A. GRAND DUCHY, Luxembourg Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LUXEMBOURG S.À .R.L
PCAOB 2831

Fund details & source

Fund ID: 805-2221177920
Reported beneficial owners: 22
Minimum commitment: $0

Form ADV 1203436 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PR06IHedge Fund · Last reported Mar 29, 2018$12.8MGross asset value

Fund administrator EFG INVESTMENT SERVICES (CAYMAN) LTD - (PRIMARY) GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: Yes

Fund administrator EFG INVESTMENT SERVICES, INC. - (SECONDARY) MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands

Auditor KPMG CAYMAN ISLANDS - KPMG INTERNATIONAL GRAND CAYMAN, Cayman Islands

Auditor PRICEWATERHOUSECOOPERS S.A. LUXEMBOURG CITY, Luxembourg

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

KPMG CAYMAN ISLANDS - KPMG INTERNATIONAL
PCAOB 1323

PRICEWATERHOUSECOOPERS S.A.
PCAOB 1328

Fund details & source

Fund ID: 805-8873188493
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1203436 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PR68AOther Private Fund · Last reported Mar 29, 2018$8.52MGross asset value

Fund administrator EFG INVESTMENT SERVICES (CAYMAN) LTD - (PRIMARY) GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: Yes

Fund administrator EFG INVESTMENT SERVICES, INC. - (SECONDARY) MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG CAYMAN ISLANDS - KPMG INTERNATIONAL GRAND CAYMAN, Cayman Islands

Custodian EFG BANK, S.A. GENEVA, Switzerland Related to adviser: Yes

Custodian NORTHERN TRUST BANK MIAMI, Florida, United States Related to adviser: No

Custodian PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG CAYMAN ISLANDS - KPMG INTERNATIONAL
PCAOB 1323

PERSHING ADVISOR SOLUTIONS LLC
SEC 8-47425

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Fund details & source

Fund ID: 805-4342249080
Reported beneficial owners: 87
Minimum commitment: $100K

Form ADV 1203436 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PR55DHedge Fund · Last reported Mar 29, 2018$4.38MGross asset value

Fund administrator EFG INVESTMENT SERVICES (CAYMAN) LTD - (PRIMARY) GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: Yes

Fund administrator EFG INVESTMENT SERVICES, INC. - (SECONDARY) MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor PRICEWATERHOUSECOOPERS S.A. LUXEMBOURG CITY, Luxembourg

Custodian DEXIA BANQUE PRIVEE (SUISSE) ZURICH, Switzerland Related to adviser: No

Prime broker DEXIA BANQUE PRIVEE (SUISSE) ZURICH, Switzerland

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS S.A.
PCAOB 1328

Fund details & source

Fund ID: 805-2805491754
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1203436 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PR08XHedge Fund · Last reported Mar 29, 2018$3.59MGross asset value

Fund administrator EFG INVESTMENT SERVICES (CAYMAN) LTD - (PRIMARY) GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: Yes

Fund administrator EFG INVESTMENT SERVICES, INC. - (SECONDARY) MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor PRICEWATERHOUSECOOPERS S.A. LUXEMBOURG CITY, Luxembourg

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS S.A.
PCAOB 1328

Fund details & source

Fund ID: 805-8349377216
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1203436 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PR55AHedge Fund · Last reported Mar 29, 2018$3.43MGross asset value

Fund administrator EFG INVESTMENT SERVICES (CAYMAN) LTD - (PRIMARY) GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: Yes

Fund administrator EFG INVESTMENT SERVICES, INC. - (SECONDARY) MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Custodian PERSHING ADVISORS SOLUTIONS JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4330085059
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1203436 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2018. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

701 BRICKELL AVE STE 1350
MIAMI, FL, 33131-2945, United States

CRD 112224

Filing source

Form ADV 1203436 · Mar 29, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.