Investment adviser · CRD 136237
PROZAN FINANCIAL SERVICES
Investment adviser filing (IA)
PROZAN, LAWRENCE IRA
WALNUT CREEK, CA, United States · Form ADV filed Mar 16, 2023
- Regulatory AUM
- $148M Form ADV · Item 5.F
- Client accounts
- 243 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 74 | $129,681,145 | 87.7% |
| Individuals | 71 | $18,129,911 | 12.3% |
Filing source
Form ADV 1730498 · Mar 16, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 16, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1990 N CALIFORNIA BLVD, 8TH FLOORWALNUT CREEK, CA, 94596, United States
CRD 136237
Filing source
Form ADV 1730498 · Mar 16, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.