Investment adviser · CRD 129848

PROVIDENCE INVESTMENT MANAGEMENT, LP

Investment adviser filing (IA)

PROVIDENCE, RI, United States · Form ADV filed Mar 30, 2017

Regulatory AUM
$3.08B
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
20
Reported in this filing
Advisory professionals
10
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PROVIDENCE MBS MASTER FUND, LTDHedge Fund · Last reported Mar 30, 2017$3.08BGross asset value

Feeder funds

Fund administrator JP MORGAN HEDGE FUND SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GEORGETOWN, Cayman Islands
Custodian BANK OF AMERICA/ML GLOBAL FUTURES AND DERIVATIVES CLEARING CHICAGO, Illinois, United States Related to adviser: No
Custodian J P MORGAN CLEARING CORP NEW YORK, New York, United States Related to adviser: No
Prime broker BANK OF AMERICA/ML GLOBAL FUTURES AND DERIVATIVE CLEARING SERVICES CHICAGO, Illinois, United States
Prime broker JP MORGAN CLEARING CORP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6001618278
Reported beneficial owners
102
Minimum commitment
$1M
Form D file number
021-1291380

Form ADV 1095416 · Mar 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROVIDENCE SPECIAL SITUATIONS MASTER FUND, LTDHedge Fund · Last reported Feb 5, 2015$83MGross asset value

Feeder funds

  • PROVIDENCE SPECIAL SITUATIONS FUND, LTD
Fund administrator JP MORGAN HEDGE FUND SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTTE & TOUCHE GEORGETOWN, Cayman Islands
Custodian JP MORGAN CLEARING CORP NEW YORK, New York, United States Related to adviser: No
Prime broker JP MORGAN CLEARING CORP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5176124986
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 874420 · Feb 5, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROVIDENCE INSURANCE FUND SERIES OF THE SALI MULTI SERIES FUNDHedge Fund · Last reported Feb 14, 2012$27MGross asset value
Fund administrator ESSENTIAL FUND SERVICES LLC NEW ROCHELLE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, LLP NEW YORK, New York, United States
Custodian J. P. MORGAN CLEARING CORP NEW YORK, New York, United States Related to adviser: No
Marketer PURSHE KAPLAN STERLINGS INVESTMENTS ALBANY, New York, United States Related to adviser: No
Prime broker J P MORGAN CLEARING CORP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-1526470723
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 611656 · Feb 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

500 EXCHANGE STREET, SUITE 1200
PROVIDENCE, RI, 02903, United States

CRD 129848

Filing source

Form ADV 1095416 · Mar 30, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.