Investment adviser · CRD 141988
PROVIDENCE FINANCIAL AND INSURANCES, INC.
Investment adviser filing (IA)
PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC
WOODLAND HILLS, CA, United States · Form ADV filed May 4, 2026
- Regulatory AUM
- $215M Form ADV · Item 5.F
- Client accounts
- 1,524 Accounts, not individual clients
- Employees
- 16 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 582 | $151,145,321 | 70.3% |
| High-net-worth individuals | 42 | $63,875,290 | 29.7% |
Filing source
Form ADV 2102529 · May 4, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 4, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Commissions
Principal office
6320 CANOGA AVENUE, SUITE 600WOODLAND HILLS, CA, 91367, United States
CRD 141988
Filing source
Form ADV 2102529 · May 4, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.