PROVIDENCE EQUITY CAPITAL MARKETS L.L.C. – investment adviser, $154M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$154,356,234	100.0%

Filing source

Form ADV 1633185 · Mar 31, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PROVIDENCE TMT SPECIAL SITUATIONS FUND L.P.Hedge Fund · Last reported Mar 31, 2022$154MGross asset value

Feeder funds

PROVIDENCE TMT SPECIAL SITUATIONS FEEDER L.P.
PROVIDENCE TMT SSF OPERATING PARTNERS L.P.

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

CITIBANK NA
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-2579860586
Reported beneficial owners: 32
Minimum commitment: $20M
Form D file number: 021-117659

Form ADV 1633185 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PECM STRATEGIC FUNDING L.P.Hedge Fund · Last reported Mar 31, 2017$773MGross asset value

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, NATIONAL ASSOCIATION PROVIDENCE, Rhode Island, United States Related to adviser: No

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BARCLAYS CAPITAL INC.
SEC 8-41342

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-5145829953
Reported beneficial owners: 2
Minimum commitment: $300M

Form ADV 1082156 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PROVIDENCE TMT DEBT OPPORTUNITY FUND II L.P.Hedge Fund · Last reported Mar 31, 2021$30.1MGross asset value

Form D fundraising filings

Providence TMT Debt Opportunity Fund II L.P.

Feeder funds

PROVIDENCE TMT DEBT OPPORTUNITY FEEDER II (NON-US) L.P.

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian CITIBANK NA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

CITIBANK NA
LEI E57ODZWZ7FF32TWEFA76

Fund details & source

Fund ID: 805-9333789608
Reported beneficial owners: 1
Minimum commitment: $20M
Form D file number: 021-134676

Form ADV 1527618 · Mar 31, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Performance-based

Principal office

50 KENNEDY PLAZA
PROVIDENCE, RI, 02903, United States

CRD 155669

Filing source

Form ADV 1633185 · Mar 31, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.